Important Investment & Market Risk Statements
Risk Disclosures
Effective Date: October 2026 · Version 4.0
1. General Market Risk
Investments in securities and capital markets are subject to market risks, including the potential loss of principal. Past performance of any strategy, benchmark, or affiliate entity is not indicative of future results.
2. Equity & Index Derivatives Risk (NIFTY 50 Options)
Trading in futures and options involves leverage and complex payoff profiles. Market volatility, liquidity shifts, and margin calls can lead to rapid and substantial losses. Structured options mandates are restricted to clients who have completed derivatives suitability assessments.
3. Unlisted & Pre-IPO Securities Risk
Pre-IPO and private market placements are highly illiquid, lack transparent secondary-market pricing, and carry no guarantee of a public listing or favourable exit valuation. Statutory post-IPO lock-in periods apply under SEBI (ICDR) regulations.
4. Alternative Investments & Private Credit Risk
Alternative strategies (including private credit and real assets) involve credit default risk, interest-rate sensitivity, manager concentration, and multi-year lock-up horizons. Prospective clients must review the relevant Private Placement Memorandum (PPM) and risk factors prior to commitment.